Tag: Regulatory

SEC Announces Enforcement Action for Failure to Disclose Banker Fee Arrangements

On February 14, 2016, the SEC settled an enforcement action against CVR Energy for providing misleading disclosure about the fees payable to CVR’s two financial advisors in connection with CVR’s defense of a hostile tender offer by affiliates of Carl Icahn in 2012. The SEC did not impose any civil […]

Cooley / February 22, 2017

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Tag: Regulatory

SEC Announces Enforcement Action for Failure to Disclose Banker Fee Arrangements